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Mitchell Marc Caplan

Miracle Mile Advisors, LLC

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About Mitchell Marc Caplan

Mitchell Caplan is an investment advisor representative registered with Miracle Mile Advisors, LLC in Maryland. Mitchell has been in the industry for over 30 years. Mitchell specializes in portfolio management for individuals and businesses, financial planning, and pension consulting. Mitchell is also a licensed insurance agent and is active in the insurance sales and implementation of insurance recommendations. Previous employers of Mitchell include Cambridge Investment Research, Inc., Northwestern Mutual Investment Services, LLC, and Robert W. Baird & Co. Incorporated.

Firm Information

Mitchell Caplan is currently registered with Miracle Mile Advisors, LLC. Miracle Mile Advisors, LLC is a registered investment advisor headquartered in Los Angeles, CA. The firm provides financial planning, pension consulting, and portfolio management services to a wide range of clients, including individuals, corporations, charitable organizations, and insurance companies. With over 40 advisors and $4.89 billion in regulatory assets under management, Miracle Mile Advisors is committed to providing customized and comprehensive wealth management solutions.
Miracle Mile Advisors, LLC

11300 WEST OLYMPIC BLVD

LOS ANGELES, CA 90064

$4.90B

Assets Under Management

98

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mitchell Caplan’s Registration & Firm History

MD

03/05/2024 - Present

Miracle Mile Advisors, LLC (Clarksville MD)

MD

09/01/2006 - 07/16/2007

CAMBRIDGE INVESTMENT RESEARCH, INC. (BALTIMORE MD)

MD

04/13/1993 - 08/31/2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BALTIMORE MD)

WI

08/02/1993 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 05/25/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/09/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/07/2006

Series 7 - General Securities Representative Examination

BC

Issued 04/12/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Mitchell Marc Caplan.
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