Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Mertes has been a registered representative since August 1997. Mitchell has worked in the financial services industry for over 25 years. Mitchell is currently registered with Cetera Investment Advisers LLC. Prior to working with Cetera, Mitchell worked with First Allied Securities, Inc. and Morgan Stanley DW Inc. Mitchell holds Series 63, 65, 7, 24, 31, 99TO and SIE licenses. Mitchell specializes in financial planning, pension consulting, educational seminars, selection of other advisors and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
ID
11/12/2020 - Present
Cetera Investment Advisers LLC (BOISE ID)
ID
08/13/2003 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (BOISE ID)
NY
08/22/1997 - 08/14/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 09/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 08/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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