Unclaimed
Mitchell Silverman is a financial advisor with Raymond James & Associates, Inc., with over 47 years of experience in the financial industry. Mitchell has been registered with the state of Florida since 1976 and is currently registered in 47 states and 3 jurisdictions. Mitchell holds the following licenses: Series 63, Series 4, Series 53, Series 24, Series 52TO, SIE, Series 31, Series 7 and Series 1. Mitchell has a broad base of experience in providing financial and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/19/2018 - Present
Raymond James & Associates, Inc. (BOCA RATON FL)
NJ
01/02/1976 - 06/03/2002
J. B. HANAUER & CO. (PARSIPPANY NJ)
BC
Issued 12/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 03/22/1982
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/28/1981
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/15/1979
Series 7 - General Securities Representative Examination
BC
Issued 02/03/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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