Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Lin Lockhart is an active Registered Investment Advisor (IA) and Broker-Dealer (BD) with over 30 years of experience in the financial services industry. Mitchell is currently registered with Wells Fargo Clearing Services, LLC in Rogers, Arkansas. Mitchell holds several licenses including Series 7, Series 63, and Series 65 and is a member of FINRA. Mitchell previously worked with A. G. Edwards & Sons, Inc. in Bella Vista, Arkansas, where Mitchell was registered as both an IA and a BD from 1992 to 2008. Mitchell has a broad range of experience in financial services including investment consulting, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
10/25/2013 - Present
Wells Fargo Clearing Services, LLC (ROGERS AR)
AR
01/27/1992 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BELLA VISTA AR)
IA
Issued 07/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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