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Mitchell Keith Smith

TLG Advisors, Inc.

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About Mitchell Keith Smith

Mitchell Smith is a financial advisor registered with TLG Advisors, Inc. in Boca Raton, FL. Mitchell has been in the industry since August 7, 1995, and has experience in a variety of financial services, including investment advising and insurance. Mitchell is also a registered representative of KESTRA INVESTMENT SERVICES, LLC.

Firm Information

Mitchell Smith is currently registered with TLG Advisors, Inc.. TLG Advisors, Inc. is a Littleton, CO-based investment advisor with $1 billion to $10 billion in assets under management. The firm offers portfolio management, financial planning, and pension consulting to individuals, corporations, pension funds, and charitable organizations. TLG Advisors, Inc. also provides placement services for institutional funds and other investment advisory services. The firm has over 260 registered representatives and advisors serving clients nationwide.
TLG Advisors, Inc.

26 WEST DRY CREEK CIRCLE

LITTLETON, CO 80120

$1.66B

Assets Under Management

38

Total Clients

257

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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placement of institutional funds

Placement of institutional funds

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mitchell Smith’s Registration & Firm History

FL

09/29/2021 - Present

TLG Advisors, Inc. (Boca Raton FL)

FL

04/03/2008 - 04/29/2021

KESTRA INVESTMENT SERVICES, LLC (Boca Raton FL)

FL

05/15/2002 - 04/02/2008

JEFFERSON PILOT SECURITIES CORPORATION (BOCA RATON FL)

MA

12/21/2000 - 06/10/2002

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

12/21/2000 - 06/10/2002

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

IN

11/13/1997 - 12/22/2000

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

MA

07/17/1997 - 11/13/1997

MUTUAL SERVICE CORPORATION (BOSTON MA)

NY

08/08/1995 - 07/25/1997

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

08/08/1995 - 07/25/1997

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/01/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/05/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2002

Series 7 - General Securities Representative Examination

BC

Issued 08/07/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Mitchell Keith Smith. Review regulatory record here.
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