Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Joseph Harris is a financial advisor with LPL Financial LLC. Mitchell has been in the financial services industry for over 20 years and holds multiple licenses and designations. Mitchell offers a variety of financial planning and investment services to individual and business clients, including: portfolio management, financial planning, and retirement planning. Mitchell is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
04/07/2021 - Present
LPL Financial LLC (DENVER NC)
NC
06/05/2008 - 04/26/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
03/08/2007 - 06/17/2008
H&R BLOCK FINANCIAL ADVISORS, INC. (CHARLOTTE NC)
MO
06/14/2002 - 06/05/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
05/15/2000 - 04/08/2002
HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)
IA
Issued 05/03/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2012
Series 24 - General Securities Principal Examination
BC
Issued 08/08/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/03/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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