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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Joseph Dorfman is a financial advisor with over 40 years of experience in the industry. Mitchell has a strong background in the financial services industry, having worked for several prominent firms, including UBS Financial Services Inc. and J. B. Hanauer & Co. Mitchell currently works for Wells Fargo Advisors Financial Network, LLC, where he has been a registered representative since 2009. He is also an active investment advisor, holding registrations in multiple states. Mitchell is a Certified Financial Planner and has passed several industry exams, including the Series 7, 24, 53, 63, and 65. Mitchell is a specialist in retirement planning and has a long history of serving individuals, families, and businesses. Mitchell's commitment to providing exceptional client service has helped him build a strong reputation in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
02/02/2024 - Present
Wells Fargo Advisors Financial Network, LLC (DENVILLE NJ)
NJ
10/13/2000 - 09/09/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
01/25/1982 - 11/27/2000
J. B. HANAUER & CO. (PARSIPPANY NJ)
IA
Issued 02/11/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/09/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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