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Mitchell Jay Resnick

Nationwide Investment Services Corp.

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About Mitchell Jay Resnick

Mitchell Resnick is a financial advisor based in Columbus, Ohio. Mitchell has been in the financial industry since August 26, 2016, and currently works at Nationwide Investment Services Corp. Mitchell holds the SIE, Series 6, and Series 63 licenses. Mitchell has previously worked at several other firms, including MID ATLANTIC CLEARING & SETTLEMENT CORPORATION, AMERITAS INVESTMENT COMPANY, LLC, NEWPORT GROUP SECURITIES, INC., CALTON & ASSOCIATES, INC., CETERA ADVISOR NETWORKS LLC, GWFS EQUITIES, INC., and PENTEGRA DISTRIBUTORS INC.

Firm Information

Mitchell Resnick is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mitchell Resnick’s Registration & Firm History

OH

08/19/2024 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

PA

07/05/2023 - 06/24/2024

MID ATLANTIC CLEARING & SETTLEMENT CORPORATION (PITTSBURGH PA)

NE

05/19/2022 - 04/06/2023

AMERITAS INVESTMENT COMPANY, LLC (LINCOLN NE)

FL

08/09/2018 - 07/29/2020

NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)

FL

05/02/2018 - 07/23/2018

CALTON & ASSOCIATES, INC. (TAMPA FL)

NY

03/01/2016 - 08/17/2016

CETERA ADVISOR NETWORKS LLC (WHITE PLAINS NY)

NJ

08/15/2012 - 07/11/2014

GWFS EQUITIES, INC. (SOMERSET NJ)

NY

06/24/2010 - 01/09/2012

PENTEGRA DISTRIBUTORS INC. (WHITE PLAINS NY)

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Licenses & Designations

BC

Issued 03/22/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mitchell Jay Resnick.
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