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Mitchell Jay Hazan

ING Financial Markets LLC

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About Mitchell Jay Hazan

Mitchell Jay Hazan is a financial professional with over 30 years of experience in the industry. Mitchell has been registered with ING Financial Markets LLC since October 2014. Prior to that, Mitchell was registered with PRUCO Securities Corporation and The Prudential Insurance Company of America in New Jersey. Mitchell holds the Series 6, Series 99 and SIE licenses.

Firm Information

Mitchell Hazan is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mitchell Hazan’s Registration & Firm History

NY

10/13/2014 - Present

ING Financial Markets LLC (NEW YORK NY)

NJ

02/12/1992 - 05/28/1992

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

02/12/1992 - 05/28/1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/2012

Series 99 - Operations Professional Examination

BC

Issued 02/11/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mitchell Jay Hazan.
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