Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Jay Brown is a financial advisor with over 25 years of experience in the industry. Mitchell is currently registered with UBS Financial Services Inc. and has been with the firm since June 2017. Mitchell has a broad range of experience in the financial services industry, including previous roles with Citigroup Global Markets Inc., CIBC World Markets Corp., Credit Suisse First Boston Corporation, and Goldman Sachs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
02/08/2022 - Present
UBS Financial Services Inc. (Hunt Valley MD)
NY
03/01/2002 - 10/10/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/16/2000 - 03/07/2002
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
09/05/1997 - 11/27/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
OH
12/17/1996 - 09/05/1997
FINANCIAL ASSET MANAGEMENT, INC. (COLUMBUS OH)
CT
10/12/1994 - 12/12/1996
MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)
NY
12/26/1989 - 10/14/1994
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NA
11/16/1983 - 01/10/1990
GOLDMAN SACHS MONEY MARKETS INC.
NA
10/19/1983 - 10/24/1983
GOLDMAN, SACHS & CO.
BOTH
Issued 08/10/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/01/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/26/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2017
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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