Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Basson is a financial advisor who has been in the industry since 1984. Mitchell is currently registered with RBC Capital Markets, LLC and is licensed to provide financial advice in all states. Mitchell has a broad range of experience and holds multiple licenses and certifications. Prior to RBC Capital Markets, LLC, Mitchell was affiliated with Cantor Fitzgerald & Co., J.P. Morgan Securities Inc., Bear, Stearns & Co. Inc., and Dean Witter Reynolds Inc. Mitchell specializes in providing financial planning, portfolio management, and pension consulting services to a variety of clients including individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
04/01/2010 - Present
RBC Capital Markets, LLC (DALLAS TX)
IL
10/23/2008 - 04/01/2010
CANTOR FITZGERALD & CO. (CHICAGO IL)
IL
05/14/2008 - 08/07/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
IL
10/10/1985 - 05/14/2008
BEAR, STEARNS & CO. INC. (CHICAGO IL)
NA
07/26/1984 - 10/14/1985
DEAN WITTER REYNOLDS INC.
BC
Issued 07/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/16/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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