Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Speiser is a financial professional with over 30 years of experience in the securities industry. Mitchell is currently registered with Maxim Group LLC and has previously held positions at M Vest LLC, Sidot & Company, LLC, The Buckingham Research Group Incorporated, Pulse Trading, Inc., Jefferies & Company, Inc., Lehman Brothers Inc., Caspian Securities Incorporated, NatWest Securities Corporation and Bear, Stearns & Co. Inc. Mitchell has a strong understanding of the financial markets and has a proven track record of success in providing investment advice to clients. Mitchell holds the Series 7, 63, 24, 72, 86 and 87 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/05/2016 - Present
Maxim Group LLC (NEW YORK NY)
NY
11/20/2020 - 10/15/2021
M VEST LLC (NEW YORK NY)
NY
04/15/2015 - 08/10/2016
SIDOTI & COMPANY, LLC (NEW YORK NY)
NY
03/26/2008 - 11/19/2013
THE BUCKINGHAM RESEARCH GROUP INCORPORATED (NEW YORK NY)
NY
10/01/2007 - 03/17/2008
PULSE TRADING, INC. (NEW YORK NY)
CT
05/20/2004 - 06/01/2007
JEFFERIES & COMPANY, INC. (STAMFORD CT)
NY
04/25/1996 - 05/12/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/31/1996 - 03/15/1996
CASPIAN SECURITIES INCORPORATED (NEW YORK NY)
NY
06/25/1992 - 11/13/1995
NATWEST SECURITIES CORPORATION (NEW YORK NY)
NY
04/08/1989 - 03/04/1992
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 05/10/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/08/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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