Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Dunn is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been working in the industry since December 2016. Mitchell holds the Series 7, Series 66 and SIE licenses. Mitchell Dunn is registered with the states of Arizona, California, Colorado, Florida, Georgia, Nevada, New York, North Carolina, Ohio, Oregon, Pennsylvania, Tennessee and Texas. Mitchell Dunn has previously been registered with MORGAN STANLEY and SC DISTRIBUTORS, LLC. Mitchell Dunn has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. Mitchell Dunn offers a variety of advisory services, including portfolio management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/07/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAGUNA NIGUEL CA)
CA
06/18/2018 - 07/09/2021
MORGAN STANLEY (LONG BEACH CA)
CA
06/28/2017 - 07/24/2018
SC DISTRIBUTORS, LLC (NEWPORT BEACH CA)
MO
11/29/2016 - 06/13/2017
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 12/18/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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