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Mitchell Irvin Fang

Oscar Gruss & SON Inc.

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About Mitchell Irvin Fang

Mitchell Irvin Fang is a financial advisor with over 30 years of experience in the industry. Mitchell is currently registered with Oscar Gruss & Son Inc. and is licensed to provide financial services in New York. Mitchell has a broad range of experience in the financial industry having worked at various firms including Keefe, Bruyette & Woods, Inc., Cantor Fitzgerald & Co., ICAP Corporates LLC, RBC Capital Markets Corporation, and Morgan Stanley & Co., Incorporated.

Firm Information

Mitchell Fang is currently registered with Oscar Gruss & SON Inc.. Oscar Gruss & SON Inc. is a Corporation formed in 1977. It is registered in 52 states and the SEC. The firm has disclosed 26 regulatory events, 5 arbitrations, and 10 judgments/liens.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mitchell Fang’s Registration & Firm History

NY

10/08/2020 - Present

Oscar Gruss & SON Inc. (NEW YORK NY)

NY

04/12/2018 - 07/24/2020

KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)

NY

10/04/2010 - 11/03/2017

CANTOR FITZGERALD & CO. (NEW YORK NY)

NJ

04/28/2008 - 10/06/2010

ICAP CORPORATES LLC (JERSEY CITY NJ)

NY

04/09/2007 - 02/22/2008

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

06/13/1994 - 03/29/2007

CATHAY FINANCIAL INC (NEW YORK NY)

NA

10/02/1993 - 05/03/1994

BRENNER SECURITIES CORPORATION

NY

06/21/1988 - 06/21/1993

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/30/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/25/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/12/1989

Series 3 - National Commodity Futures Examination

BC

Issued 06/18/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mitchell Irvin Fang.
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