Unclaimed
Mitchell Howard Harris is a financial professional with over 5 years of experience in the securities industry. Mitchell is currently registered with Dinosaur Financial Group, LLC. Mitchell has held previous roles at J.P. MORGAN SECURITIES LLC and J.P. MORGAN CLEARING CORP. Mitchell has passed the Series 27, SIE and Series 99 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/14/2022 - Present
Dinosaur Financial Group, LLC (NEW YORK NY)
NY
02/25/2016 - 10/20/2020
J.P. MORGAN SECURITIES LLC (BROOKLYN NY)
NY
02/25/2016 - 10/01/2016
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
BC
Issued 08/08/2018
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2016
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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