Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Hayes is a financial advisor with UBS Financial Services Inc., located in CONCORD, NH. Mitchell has been in the financial services industry since 2018. Mitchell is registered to provide investment advice in multiple states, including California, Colorado, Connecticut, Florida, Maine, Massachusetts, Nevada, New Hampshire, New Jersey, New York, Pennsylvania, South Carolina, Texas, Utah, Vermont and Washington. Mitchell has passed several exams, including Series 66, Series 63, SIE and Series 7. Mitchell specializes in providing financial advice to individuals, businesses, insurance companies, charitable organizations and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NH
10/11/2021 - Present
UBS Financial Services Inc. (CONCORD NH)
NH
02/19/2019 - 09/23/2019
MML INVESTORS SERVICES, LLC (BEDFORD NH)
NH
02/02/2018 - 01/30/2019
NYLIFE SECURITIES LLC (MANCHESTER NH)
BOTH
Issued 10/11/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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