Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Frederic Schaffer has been active in the securities industry since March 3, 1999. Mitchell is currently registered with Cantor Fitzgerald & Co. in New York, New York. Mitchell has previously been registered with Stifel, Nicolaus & Company, Incorporated, Ryan Beck & Co., ABN AMRO Incorporated, ING Barings LLC, NationsBanc Montgomery Securities LLC, Montgomery Securities, and Dean Witter Reynolds Inc. Mitchell has passed the General Securities Representative Examination (Series 7), the Securities Industry Essentials Examination (SIE), the Investment Banking Registered Representative Examination (Series 79TO), the General Securities Principal Examination (Series 24), and the Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/26/2013 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
03/09/2007 - 02/06/2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
06/01/2006 - 07/26/2007
RYAN BECK & CO. (NEW YORK NY)
CT
07/06/2005 - 08/11/2005
ABN AMRO INCORPORATED (STAMFORD CT)
CT
04/30/2001 - 06/27/2005
ABN AMRO INCORPORATED (STAMFORD CT)
NY
08/18/1999 - 04/30/2001
ING BARINGS LLC (NEW YORK NY)
NY
10/01/1997 - 04/17/1998
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
CA
04/01/1997 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
05/19/1995 - 04/14/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 08/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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