Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Elliott Kauffman is a financial advisor with Stifel Independent Advisors, LLC. Mitchell has over 40 years of experience in the financial services industry. Mitchell is registered with the state of California and Texas as both a Broker-Dealer and Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
04/19/2022 - Present
Stifel Independent Advisors, LLC (PASADENA CA)
CA
01/15/2016 - 04/20/2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (PASADENA CA)
CA
12/05/1988 - 01/20/2016
RAYMOND JAMES FINANCIAL SERVICES, INC. (PASADENA CA)
NA
02/05/1985 - 12/21/1988
AMERICAN PACIFIC SECURITIES CORPORATION
NA
09/02/1982 - 02/03/1986
EQUITEC SECURITIES COMPANY
IA
Issued 12/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/09/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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