Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Fulton is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. with over 7 years of experience in the industry. Mitchell Fulton has passed the Series 6, 7, 63 and 66 exams, holds registrations in 30 states and currently holds active Broker-Dealer and Investment Advisor registrations. Mitchell Fulton has held past registrations with Wells Fargo Clearing Services, LLC. Mitchell Fulton has experience working with individuals, high-net-worth individuals, pension and profit-sharing plans, corporations, and charitable organizations. Mitchell Fulton's firm, Merrill Lynch, Pierce, Fenner & Smith Inc., has been in business for over 100 years and is one of the largest financial services firms in the world.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/14/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN JOSE CA)
CA
03/04/2013 - 10/15/2020
WELLS FARGO CLEARING SERVICES, LLC (CAMPBELL CA)
BOTH
Issued 06/25/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/01/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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