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Mitchell David Ward

Tickrs Clearing

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About Mitchell David Ward

Mitchell Ward is a registered representative with Tickrs Clearing and is licensed to sell securities in California. Mitchell has been in the industry for less than two years. Mitchell holds the Series 7, Series 63 and SIE licenses.

Firm Information

Mitchell Ward is currently registered with Tickrs Clearing. Tickrs Clearing is a Limited Liability Company formed on December 22, 2020. It is registered in 15 states, including California, Colorado, Connecticut, Delaware, Georgia, Hawaii, Illinois, Michigan, Montana, Nevada, New York, Oregon, Pennsylvania, South Carolina, and Texas. The firm also has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mitchell Ward’s Registration & Firm History

CA

03/02/2023 - Present

Tickrs Clearing (Irvine CA)

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Licenses & Designations

BC

Issued 06/17/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/17/2023

Series 7TO - General Securities Representative Examination

BC

Issued 06/07/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mitchell David Ward.
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