Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Corey Smith is an active Registered Representative and Investment Advisor Representative. Mitchell has been in the industry for over 15 years. Mitchell is currently registered with Citigroup Global Markets Inc. and is located in Fort Lee, New Jersey. Mitchell is also registered with the state of New York. Mitchell has a Series 7, Series 63, and Series 65 license. Mitchell's previous employers include EDWARD JONES, CETERA INVESTMENT SERVICES LLC, OPPENHEIMERFUNDS DISTRIBUTOR, INC., CHASE INVESTMENT SERVICES CORP., and PRUDENTIAL ANNUITIES DISTRIBUTORS, INC. Mitchell specializes in portfolio management for individuals and businesses, as well as financial planning, asset allocation advice, security ratings, pension consulting, publication of periodicals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/14/2022 - Present
Citigroup Global Markets Inc. (Fort Lee NJ)
NY
09/11/2020 - 01/06/2022
EDWARD JONES (BROOKLYN NY)
NY
08/19/2019 - 09/08/2020
CETERA INVESTMENT SERVICES LLC (BROOKLYN NY)
NY
12/08/2011 - 05/27/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
07/09/2010 - 11/29/2011
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
CT
09/20/2007 - 07/08/2010
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
IA
Issued 10/28/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mitchell Smith is the right advisor for you? Invested Better is here to help.
