Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Carter Laughton is an investment advisor representative registered with Kestra Advisory Services, LLC. Mitchell has been in the financial industry since 1983 and has experience working with high-net-worth individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans. Mitchell holds Series 6, 7, 9, 10, 63, and 65 licenses and is a Chartered Financial Consultant. Mitchell's services include financial planning, portfolio management for individuals and businesses, and selection of other advisors. Previous experience includes working at Nathan & Lewis Securities, Inc. and New England Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NV
07/26/2023 - Present
Kestra Advisory Services, LLC (RENO NV)
NY
05/11/1994 - 03/27/2001
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
05/05/1983 - 05/06/1994
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 04/12/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/24/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 05/04/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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