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Mitchell Bruce King

Blackrock Investments, LLC

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About Mitchell Bruce King

Mitchell Bruce King is an active broker-dealer registered in 53 states. Mitchell joined Blackrock Investments, LLC in 2014 and has been with the firm for over nine years. Prior to that, Mitchell held positions at Rosenthal Global Securities LLC, Nomura Securities International, Inc., and Lehman Brothers Inc. Mitchell holds Series 3, 7, 24, 50, 54 and 63 licenses and has extensive experience in the financial services industry.

Firm Information

Mitchell King is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mitchell King’s Registration & Firm History

NY

01/15/2014 - Present

Blackrock Investments, LLC (NEW YORK NY)

IL

09/01/2011 - 09/24/2012

ROSENTHAL GLOBAL SECURITIES LLC (CHICAGO IL)

NY

07/09/2009 - 07/27/2011

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

IL

01/27/2009 - 06/30/2009

ROSENTHAL GLOBAL SECURITIES LLC (CHICAGO IL)

NY

10/20/1998 - 09/18/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/30/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2021

Series 54 - Municipal Advisor Principal Qualification Examination

BC

Issued 08/30/2005

Series 24 - General Securities Principal Examination

BC

Issued 12/20/2019

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 10/06/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mitchell Bruce King.
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