Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Bradley Germain has been in the financial industry since 2006 and is currently registered with Citizens JMP Securities, LLC in New York, NY. Prior to joining Citizens JMP Securities, LLC, Mitchell Bradley Germain was employed by JMP Securities LLC, BANC OF AMERICA SECURITIES LLC, RBC CAPITAL MARKETS CORPORATION and UBS SECURITIES LLC. Mitchell Bradley Germain holds the Series 63, SIE, Series 86, Series 87 and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/03/2022 - Present
Citizens JMP Securities, LLC (NEW YORK NY)
NY
07/31/2009 - 02/11/2020
JMP SECURITIES LLC (NEW YORK NY)
NY
04/09/2007 - 04/22/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
04/10/2006 - 03/23/2007
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
09/13/2004 - 04/12/2006
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 09/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/29/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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