Unclaimed
Mitchell Ausden Sayers is a financial advisor with Ameriprise Financial Services, LLC. Mitchell has been in the industry for 7 years. Mitchell is registered in 23 states and has 2 current employment records. Mitchell has passed the Series 63, Series 65, Series 7 and SIE exams. Mitchell has a strong background in financial planning and provides services to a variety of clients, including individuals, corporations, charitable organizations, trusts, and pensions. Mitchell is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
08/27/2018 - Present
Ameriprise Financial Services, LLC (HICKORY NC)
NC
08/01/2016 - 07/31/2017
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
IA
Issued 09/01/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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