Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Allan Baum is a registered representative with Raymond James Financial Services Advisors, Inc. Mitchell has been in the industry since August 1996. Mitchell has passed the Series 7, Series 31, and Series 63 exams. Mitchell is registered to provide advisory services in Arizona, California, Florida, Illinois, Louisiana, Maryland, Massachusetts, New Jersey, New York, North Carolina, Oregon, South Carolina, Texas, and Virginia. Mitchell is also registered as an Investment Advisor Representative in New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NJ
03/23/2023 - Present
Raymond James Financial Services Advisors, Inc. (ROCHELLE PARK NJ)
NY
08/02/1996 - 12/14/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 08/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 08/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mitchell Baum is the right advisor for you? Invested Better is here to help.
