Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Aaron Fine is a financial advisor with over 38 years of experience in the industry. Mitchell is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since May 2009. Previously, Mitchell worked for CITIGROUP GLOBAL MARKETS INC. and LEHMAN BROTHERS INC. Mitchell specializes in providing financial planning, investment consulting services to institutional clients, and portfolio management for businesses and individuals. Mitchell is also registered as an Investment Advisor Representative in Texas and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/29/2010 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
07/31/1993 - 05/21/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/22/1983 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1984
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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