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Mitchel Sklar

R. F. Lafferty & CO., Inc.

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About Mitchel Sklar

Mitchel Sklar is a financial advisor with over 40 years of experience in the industry. Currently, Mitchel is registered with R. F. Lafferty & Co., Inc. in New York. Prior to this, Mitchel was affiliated with Western International Securities, Inc. in Westport, Connecticut. Mitchel has experience in various financial services roles, including positions with Northeast Securities, LLC, Westport Partners LTD, EGS Securities Corp., East Shore Partners, Inc., Prudential Securities Incorporated, Prescott, Ball & Turben, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mitchel holds a Series 7, 63 and 24 license and has passed the SIE and Series 52TO exams. Mitchel is registered in Colorado, Connecticut, Florida, New Jersey, New Mexico and New York.

Firm Information

Mitchel Sklar is currently registered with R. F. Lafferty & CO., Inc.. R. F. Lafferty & CO., Inc. is a corporation formed in May 1976, headquartered in New York, NY. The firm provides portfolio management for individuals and selects other advisors, and has a total of 148 client accounts with $90,879,915 in regulatory assets under management. The firm is registered with the SEC and in 53 states.
R. F. Lafferty & CO., Inc.

40 WALL STREET

NEW YORK, NY 10005

$90.88M

Assets Under Management

45

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mitchel Sklar’s Registration & Firm History

NY

09/21/2023 - Present

R. F. Lafferty & CO., Inc. (NEW YORK NY)

CT

11/19/2018 - 09/20/2023

WESTERN INTERNATIONAL SECURITIES, INC. (Westport CT)

CT

01/29/2002 - 12/31/2018

NORTHEAST SECURITIES, LLC (GUILFORD CT)

CT

05/26/1999 - 06/14/2002

WESTPORT PARTNERS LTD (SOUTHPORT CT)

NY

05/09/1996 - 01/28/2000

EGS SECURITIES CORP. (NEW YORK NY)

NA

03/29/1996 - 04/22/1996

EGS SECURITIES CORP.

NY

02/10/1992 - 04/01/1996

EAST SHORE PARTNERS, INC. (HAUPPAUGE NY)

NY

01/29/1988 - 03/05/1992

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NA

12/14/1983 - 02/09/1988

PRESCOTT, BALL & TURBEN, INC.

NA

11/18/1981 - 12/13/1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 04/11/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/13/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mitchel Sklar.
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