Unclaimed
Mitchel John Kummetz is a financial professional with over 20 years of experience in the financial services industry. Mitchel is currently registered with Seaport Global Securities LLC and holds Series 7, Series 63, and Series 87 licenses. Mitchel has been a registered representative since 1999 and has held previous positions with B. Riley & Co., LLC, Robert W. Baird & Co. Incorporated, D.A. Davidson & Co., Wedbush Morgan Securities Inc., and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/24/2021 - Present
Seaport Global Securities LLC (Costa Mesa CA)
CO
04/06/2015 - 06/07/2017
B. RILEY & CO., LLC (Greenwood Village CO)
CO
09/05/2006 - 03/31/2015
ROBERT W. BAIRD & CO. INCORPORATED (DENVER CO)
CO
04/29/2003 - 07/24/2006
D.A. DAVIDSON & CO. (DENVER CO)
CA
05/02/2002 - 03/11/2003
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
MO
08/19/1999 - 03/15/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 11/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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