Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchel? Claim Your ProfileMitchel Wise is a financial advisor who has been working in the industry since 2015. Mitchel is currently registered with UBS Financial Services Inc., and has been registered in Florida since 2021. Prior to working at UBS, Mitchel has worked at Citadel Securities Institutional LLC, Citadel Securities LLC and Goldman Sachs & Co. LLC. Mitchel specializes in portfolio management for individuals and businesses, as well as financial planning. Mitchel also holds the Series 3, Series 7, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
07/19/2021 - Present
UBS Financial Services Inc. (BONITA SPRINGS FL)
NY
05/17/2018 - 03/01/2021
CITADEL SECURITIES INSTITUTIONAL LLC (New York NY)
NY
05/17/2018 - 03/01/2021
CITADEL SECURITIES LLC (New York NY)
NY
08/17/2015 - 04/24/2018
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
IA
Issued 05/12/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2016
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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