linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Mitchel David Shapiro

Cetera Investment Advisers LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Mitchel? Claim Your Profile

About Mitchel David Shapiro

Mitchel Shapiro is a financial advisor with over 38 years of experience. Mitchel is a Certified Financial Planner and has been registered with Cetera Investment Advisers LLC since 2013. Previously, Mitchel worked with Royal Alliance Associates, Inc. from 1992 to 2004.

Firm Information

Mitchel Shapiro is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Mitchel Shapiro’s Registration & Firm History

MD

03/21/2024 - Present

Cetera Investment Advisers LLC (PIKESVILLE MD)

AZ

01/10/1992 - 01/13/2004

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

GA

10/20/1989 - 01/15/1992

KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)

NA

08/21/1984 - 11/01/1989

INTEGRATED RESOURCES EQUITY CORPORATION

NA

02/20/1987 - 03/24/1987

LINCOLN FINANCIAL ADVISORS CORPORATION

NA

02/20/1987 - 03/24/1987

LINCOLN NATIONAL PENSION INSURANCE COMPANY

NA

02/20/1987 - 03/24/1987

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

Not sure if Mitchel David Shapiro is right for you?

Licenses & Designations

IA

Issued 02/12/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/13/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/17/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Mitchel David Shapiro. Review regulatory record here.
Not sure if Mitchel David Shapiro is right for you?