Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchel? Claim Your ProfileMitchel Peterson is a financial advisor with Stifel, Nicolaus & Company, Inc. in Ames, IA. Mitchel has been a registered representative in the securities industry since 1997 and has experience with UBS Financial Services Inc. and Piper Jaffray & Co. Mitchel holds a Series 66, Series 7, Series 10, Series 9 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
10/16/2009 - Present
Stifel, Nicolaus & Company, Inc. (AMES IA)
IA
08/12/2006 - 10/16/2009
UBS FINANCIAL SERVICES INC. (AMES IA)
IA
08/01/1997 - 08/12/2006
PIPER JAFFRAY & CO. (AMES IA)
BOTH
Issued 08/05/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/23/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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