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Mitchel Austin Hotopp

National Financial Services LLC

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About Mitchel Austin Hotopp

Mitchel Austin Hotopp is a financial professional with experience in the industry since 2020. Mitchel is currently registered with National Financial Services LLC, and previously worked with FIDELITY BROKERAGE SERVICES LLC. Mitchel has passed the Series 7TO, SIE and Series 63 exams.

Firm Information

Mitchel Hotopp is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mitchel Hotopp’s Registration & Firm History

TX

02/03/2023 - Present

National Financial Services LLC (WESTLAKE TX)

TX

01/06/2020 - 11/17/2022

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 08/28/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/06/2020

Series 7TO - General Securities Representative Examination

BC

Issued 09/20/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mitchel Austin Hotopp.
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