Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitch? Claim Your ProfileMitch Herold is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Mitch has been in the industry since 2016. Mitch holds Series 7TO, Series 65, and Series 66 licenses. Mitch is registered to provide investment advice in Alabama, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, Missouri, New Jersey, New York, North Carolina, South Carolina, Tennessee, Texas, and Virginia. Mitch has been with Merrill Lynch since 2019 and has extensive experience in financial planning, portfolio management, and investment advisory services. Mitch specializes in providing comprehensive financial guidance to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/09/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ROCKLEDGE FL)
BOTH
Issued 12/23/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/29/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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