Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Misty? Claim Your ProfileMisty Busam is a financial advisor registered with Morgan Stanley. Misty is a registered representative and investment advisor representative with over 8 years of experience in the financial industry. Misty has a strong background in securities and investment advisory services, having worked previously with UBS Financial Services Inc., TD Ameritrade Clearing, Inc. and TD Ameritrade, Inc. Misty is currently registered in Ohio and Texas and offers a range of services, including financial planning, portfolio management, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
05/22/2019 - Present
Morgan Stanley (Beavercreek OH)
OH
10/31/2018 - 04/26/2019
UBS FINANCIAL SERVICES INC. (CINCINNATI OH)
TX
12/22/2016 - 05/04/2018
TD AMERITRADE CLEARING, INC. (Southlake TX)
TX
06/01/2016 - 05/04/2018
TD AMERITRADE, INC. (Southlake TX)
OH
11/11/2011 - 11/21/2013
ROYAL ALLIANCE ASSOCIATES, INC. (CINCINNATI OH)
OH
03/01/2011 - 10/31/2011
1ST GLOBAL CAPITAL CORP. (CINCINNATI OH)
BOTH
Issued 01/29/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/04/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/03/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/05/2016
Series 24 - General Securities Principal Examination
BC
Issued 05/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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