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Mistie Dawn Trame

Charles Schwab & CO., Inc.

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About Mistie Dawn Trame

Mistie Dawn Trame is an investment advisor representative registered with Charles Schwab & Co., Inc. Mistie has been in the financial services industry for over 18 years. Mistie has a wide range of experience and licenses including Series 7, Series 9, Series 10, and Series 66. In addition to her Series licenses, Mistie is also registered with the state of Indiana as an investment advisor. Prior to joining Charles Schwab & Co., Inc., Mistie worked for Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Mistie has a strong commitment to helping her clients achieve their financial goals and is dedicated to providing them with the highest level of service.

Firm Information

Mistie Trame is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Mistie Trame’s Registration & Firm History

IN

09/03/2015 - Present

Charles Schwab & CO., Inc. (Indianapolis IN)

MN

12/17/2004 - 06/18/2012

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

12/17/2004 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 01/10/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/21/2017

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/27/2016

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mistie Dawn Trame.
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