Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Misti? Claim Your ProfileMisti Flores is a registered representative with Wells Fargo Clearing Services, LLC, located in Lake Jackson, TX. Misti has been in the securities industry since February 27, 2007, and has held previous positions with LPL Financial LLC, BBVA Securities Inc., BBVA Compass Investment Solutions, Inc., and State Farm VP Management Corp.. Misti holds Series 6, 7, 63, and 66 licenses and has a history of working with individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Misti has experience working with clients in Arkansas, New Mexico, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/28/2022 - Present
Wells Fargo Clearing Services, LLC (LAKE JACKSON TX)
TX
07/05/2016 - 08/02/2022
LPL FINANCIAL LLC (FREEPORT TX)
TX
05/16/2013 - 07/01/2016
BBVA SECURITIES INC. (LAKE JACKSON TX)
TX
07/16/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (ANGLETON TX)
IL
09/10/2009 - 06/08/2010
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
TX
12/13/2006 - 08/03/2009
BBVA COMPASS INVESTMENT SOLUTIONS, INC (LAKE JACKSON TX)
BOTH
Issued 10/19/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/12/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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