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Misako Terui Makino

Pickwick Capital Partners, LLC

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About Misako Terui Makino

Misako Makino is a securities professional with over 28 years of experience in the financial industry. Misako is currently registered with Pickwick Capital Partners, LLC and is a Series 7, Series 24, Series 55, Series 57TO and SIE licensed representative. Misako's previous employers include SMBC Nikko Securities America, Inc., Mitsubishi UFJ Securities (USA), Inc., Citigroup Global Markets Inc., Salomon Brothers Inc. and Daiwa Securities America Inc. Misako is licensed in California, Connecticut, Illinois, Massachusetts, New York and Pennsylvania.

Firm Information

Misako Makino is currently registered with Pickwick Capital Partners, LLC. Pickwick Capital Partners, LLC is a Limited Liability Company formed in August 2007. The firm is registered with the SEC and 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Misako Makino’s Registration & Firm History

NY

04/18/2019 - Present

Pickwick Capital Partners, LLC (WHITE PLAINS NY)

NY

09/17/2010 - 07/06/2018

SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)

NY

08/17/2006 - 01/05/2009

MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)

NY

11/28/1997 - 07/28/2006

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

02/13/1997 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NY

09/25/1991 - 02/18/1997

DAIWA SECURITIES AMERICA INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/09/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/18/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 07/06/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/2014

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/03/1993

Series 3 - National Commodity Futures Examination

BC

Issued 09/24/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Misako Terui Makino.
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