Unclaimed
Misael Alejandro Garcia is a registered representative with J.p. Morgan Securities LLC. Misael has been in the industry since March 10, 2021. Misael holds the Series 7TO, Series 63 and SIE exams. Misael has been registered in Texas and New York since January 14, 2022. Prior to joining J.p. Morgan Securities LLC, Misael worked at Fidelity Brokerage Services LLC and Equitable Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
01/14/2022 - Present
J.p. Morgan Securities LLC (Houston TX)
TX
06/23/2021 - 01/07/2022
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
01/01/2021 - 04/20/2021
EQUITABLE ADVISORS, LLC (HOUSTON TX)
BC
Issued 07/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/05/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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