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Mirlande Romeo

Cambridge Investment Research, Inc.

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About Mirlande Romeo

Mirlande Romeo is a registered representative with Cambridge Investment Research, Inc. based in Atlanta, GA. Mirlande has been in the securities industry since October 13, 2005 and is licensed to conduct business in Georgia. Mirlande's previous employment includes positions at Taylor Capital Management Inc., J.P. Turner & Company, L.L.C., Pershing LLC, CNL Securities Corp., and NYLIFE Securities Inc.

Firm Information

Mirlande Romeo is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mirlande Romeo’s Registration & Firm History

GA

01/12/2015 - Present

Cambridge Investment Research, Inc. (ATLANTA GA)

GA

05/06/2014 - 01/09/2015

TAYLOR CAPITAL MANAGEMENT INC. (WOODSTOCK GA)

GA

07/27/2012 - 04/25/2014

J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)

FL

05/27/2008 - 02/01/2011

PERSHING LLC (LAKE MARY FL)

FL

10/25/2006 - 04/30/2008

CNL SECURITIES CORP. (ORLANDO FL)

NY

09/25/2000 - 05/07/2003

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/20/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/05/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2006

Series 7 - General Securities Representative Examination

BC

Issued 09/23/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mirlande Romeo.
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