Unclaimed
Miriam Zaitoun is a financial professional with over 15 years of experience in the industry. Miriam is currently registered with Scotia Capital (usa) Inc. and holds a variety of licenses and certifications, including Series 7, Series 63, Series 24, Series 3, and Series 55. Miriam has previously worked at Newedge USA, LLC and Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/10/2014 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
11/22/2010 - 01/26/2012
NEWEDGE USA, LLC (NEW YORK NY)
NY
01/09/2006 - 11/30/2010
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 12/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/13/2011
Series 3 - National Commodity Futures Examination
BC
Issued 01/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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