Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miriam? Claim Your ProfileMiriam Tai is a financial professional with over 16 years of experience in the financial services industry. Miriam is currently registered with Foreside Fund Services, LLC and is licensed to provide investment advice in all 50 states. Miriam has held previous roles at a number of other financial institutions, including Putnam Retail Management Limited Partnership, Franklin Distributors, LLC, Franklin Templeton Financial Services Corp., Itau BBA USA Securities, Inc., Man Investments Inc., Blackrock Execution Services, Stone & Youngberg LLC, American Express Financial Advisors Inc., and IDS Life Insurance Company. Miriam holds the Series 3, Series 7, and Series 63 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/21/2024 - Present
Foreside Fund Services, LLC (New York NY)
MA
11/10/2022 - 01/24/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
NY
06/25/2021 - 08/17/2022
FRANKLIN DISTRIBUTORS, LLC (New York NY)
NY
12/20/2017 - 11/16/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (NEW YORK NY)
NY
08/23/2012 - 02/27/2015
ITAU BBA USA SECURITIES, INC. (NEW YORK NY)
NY
02/03/2011 - 08/16/2012
MAN INVESTMENTS INC. (NEW YORK NY)
CA
10/18/2005 - 01/12/2011
BLACKROCK EXECUTION SERVICES (SAN FRANCISCO CA)
CA
02/11/2004 - 08/31/2005
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
MN
08/11/1997 - 01/20/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/11/1997 - 01/20/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 02/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2018
Series 3 - National Commodity Futures Examination
BC
Issued 02/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Miriam Tai is the right advisor for you? Invested Better is here to help.
