Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miriam? Claim Your ProfileMiriam Frances Wallace is a financial professional with over 11 years of experience in the industry. Miriam has a strong track record of success in providing investment advice and financial planning services to clients. Miriam is currently a registered representative with Vanguard Marketing Corp. in Scottsdale, Arizona. Miriam has a wide range of investment knowledge and holds several licenses and certifications including Series 7, Series 6, Series 24, Series 51, Series 63, and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
07/11/2011 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 07/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2020
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/24/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/08/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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