Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miriam? Claim Your ProfileMiriam Anil Patel is a registered representative with Vanguard Advisers, Inc. Miriam has been in the securities industry since 2000. Miriam has passed the Series 7, Series 63, Series 66, and SIE exams. Miriam is registered with the state of North Carolina as an investment adviser representative and a broker. Miriam is also registered in Texas as an investment adviser representative. Miriam has worked for several firms in the past including Wells Fargo Clearing Services, LLC, Vanguard Marketing Corporation, First Union Securities, Inc., First Union Brokerage Services, Inc., Banc of America Investment Services, Inc., Smith Barney Inc. and Lehman Brothers Inc. Miriam specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Miriam also provides financial planning and selection of other advisers. Miriam currently holds the following designations:
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
11/17/2020 - Present
Vanguard Advisers, Inc. (CHARLOTTE NC)
NC
01/29/2020 - 11/09/2020
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
07/07/2016 - 01/16/2020
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
MO
10/01/2000 - 02/26/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
05/03/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MA
06/03/1998 - 05/02/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
07/31/1993 - 10/24/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
02/21/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 08/21/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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