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Mirek Zak

Neuberger Berman BD LLC

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About Mirek Zak

Mirek Zak is a financial advisor currently registered with Neuberger Berman BD LLC. Mirek has been in the financial services industry for over 10 years, having worked previously at Citigroup Global Markets Inc. Mirek specializes in providing portfolio management services and holds a Chartered Financial Analyst designation. Mirek is also a Series 7, 86, 87, and 63 licensed advisor.

Firm Information

Mirek Zak is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

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Mirek Zak’s Registration & Firm History

NY

03/25/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

01/04/2011 - 11/13/2019

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/24/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2011

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/14/2011

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/03/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mirek Zak.
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