Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miranda? Claim Your ProfileMiranda Chan is a securities professional with over 15 years of experience in the financial services industry. Miranda has a strong background in operations, having passed the Series 99TO exam, and is also a registered representative with Series 7 and 63 licenses. Miranda is currently employed by TD Securities (usa) LLC and is based in New York, New York. Prior to joining TD Securities (usa) LLC, Miranda held positions at Nomura Securities International, Inc., Barclays Capital Inc., and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/02/2014 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
01/04/2010 - 05/08/2014
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
09/22/2008 - 01/12/2010
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/01/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 05/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Miranda Chan is the right advisor for you? Invested Better is here to help.
