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Miquela Newhart

Finalis Securities LLC

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About Miquela Newhart

Miquela Newhart is a financial professional with Finalis Securities LLC in New York, NY. Miquela has passed the Series 63, Series 79TO, and SIE exams. Miquela is registered with FINRA and Colorado.

Firm Information

Miquela Newhart is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Miquela Newhart’s Registration & Firm History

NY

09/27/2023 - Present

Finalis Securities LLC (New York NY)

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Licenses & Designations

BC

Issued 09/02/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/16/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Miquela Newhart.
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