Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mio? Claim Your ProfileMio Tanaka is a financial professional with over 11 years of experience in the securities industry. Mio is currently registered with MUFG Securities Americas Inc. and has been with the firm since 2016. Prior to joining MUFG Securities Americas Inc., Mio worked at BTMU Securities, Inc. Mio holds Series 63, SIE and Series 79 licenses and is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/09/2019 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
03/14/2016 - 10/04/2019
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
02/24/2011 - 03/14/2016
BTMU SECURITIES, INC. (NEW YORK NY)
BC
Issued 01/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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