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Mio Fukuda

Smbc Nikko Securities America, Inc.

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About Mio Fukuda

Mio Fukuda is a financial professional with over 10 years of experience in the industry. Mio has held roles at Morgan Stanley and Morgan Stanley & Co. LLC. Mio is currently registered with Smbc Nikko Securities America, Inc. and holds a Series 16 license.

Firm Information

Mio Fukuda is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mio Fukuda’s Registration & Firm History

NY

03/29/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

08/06/2009 - 02/08/2019

MORGAN STANLEY (PURCHASE NY)

NY

07/22/2009 - 02/08/2019

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/28/2024

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mio Fukuda.
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