Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Minxiao? Claim Your ProfileMinxiao Tian is a broker with Smbc Nikko Securities America, Inc., registered with the state of New York. Minxiao Tian has been working in the industry since October 22, 2015. Minxiao Tian has passed the Securities Industry Essentials Examination, the Investment Banking Registered Representative Examination, and the Uniform Securities Agent State Law Examination. Minxiao Tian is currently registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/23/2015 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 11/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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